Author Archives: Admin

Aequitas- Koin 6 News

Bob Banks, securities attorney with Samuels, Yoelin, Kantor LLP speaks with Koin 6 News last week about the impact of the Aequitas situation on investors

 

If you have questions, concerns, or information about Aequitas investments, please contact our office at 800.647.8130. Our home page gives an introduction to this informational site and you may review our extensive credentials and experience here.

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Aequitas Investigation – Financial Advisers and Firms

It is tragic to consider the number of people impacted by the Aequitas situation. We have received calls from all around the world from people who have lost significant amounts of money. We have posted  (below) a partial list of financial advisors and firms mentioned in our conversations with victims. We encourage anyone with financial losses or information about this situation to contact us at 800-647-8130 or by e-mail at info@investordefenders.com.
If you’ve lost money in this situation, it is important for you to take make choices about your actions soon. Please read our posts about your choices and contact our office to discuss the specifics of your situation.
Bob Banks and Darlene Pasieczny head up the Investor Defenders practice group at Samuels Yoelin Kantor LLP. Bob has over three decades of experience representing investors to recover financial losses. You can reach him directly at bbanks@samuelslaw.com

Fariba Ronnasi

Fusion Analytics Investment Partners

Malloy Wealth Management

Bill Malloy

Doug Maurer

Private  Advisory Group

Jason Vanclef

VFG Securities

VFG Advisors

Fieldstone Financial

Kristopher Behn

Enviso Capital

Criterion

Chris Bean

Douglas Bean

Consort

Tom Szabo

Bryan Bowers

Tony Ramirez

Mark McArthur

Bill Mallery

Larry Dozier

Craig Johnsen

Eric Willer

Malloy Wealth Management

Etesian Wealth Advisors

If you have questions, concerns, or information about Aequitas investments, please contact our office at 800.647.8130. Our home page gives an introduction to this informational site and you may review our extensive credentials and experience here.

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Banks noted as key face in the Aequitas Drama

Portland Business Journal touts Samuels Yoelin Kantor securities attorney Robert Banks as key face in Aequitas Drama

key faces

If you have questions, concerns, or information about Aequitas investments, please contact our office at 800.647.8130. Our home page gives an introduction to this informational site and you may review our extensive credentials and experience here.

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Recent Aequitas Article Quotes Securities Attorney Robert Banks

Portland Securities Attorney Robert Banks was quoted today in an Oregonian article that offers one of the first inside looks at the Aequitas situation.

“It is absolutely outrageous that a financial adviser would put important client retirement money into promissory notes issued by a company that was already on the ropes,” Banks said.

 Jeff Manning of The Oregonian, who has been following the Aequitas story closely for some time, reports that Chris Bean, a 41-year-old investment adviser with Private Advisory Group, had 330 clients invested in Aequitas, more than any other financial adviser in the country. Bean and his firm were part of a national network of investment advisers who raised money for Aequitas.

Manning’s article reports that an Aequitas affiliate bought a controlling interest in Bean’s firm in July of 2014 and investors were encouraged to continue putting money into funds even after Aequitas showed signs of financial trouble. Mr. Bean  insists that Aequitas executives misleadingly led him and his firm to believe that Aequitas presented a strong financial position.

Investor Defender attorneys Bob Banks and Darlene Pasieczny are representing clients who may have claims against Aequitas. The law generally provides that a licensed financial adviser cannot successfully solicit or sell an investment to a client by use of misrepresentations or omissions of material fact.  If that law is violated, investors are entitled to a return of their investment proceeds upon tender of their investment back to the sellers.  To see how that law might apply to the unique purchase circumstances of individual or institutional investors, you may call our office at 800.647.8130 or contact securities attorneys Bob Banks and Darlene Pasieczny by e-mail at info@investordefenders.com.

Investor Defenders is a practice group of Samules Yoelin Kantor LLPfocused on representing investors in situations where professional misconduct resulted in a financial loss. Lead securities attorney Bob Banks has earned a national reputation for his success fighting on behalf of investors in FINRA arbitration and in court for 33 years.  Consultations are complimentary and most cases are done on  contingency fee, meaning that our clients do not pay any attorney fees unless we recover losses.

 

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Problems With Aequitas – Is Your Investment Safe?

If you have money invested with Aequitas Capital Management, you have reason to be concerned. Please check back for updates as we continue our investigation. We are interested in speaking with investors as we gather information. Please call our office at 800.647.8130.

Among The Aequitas Entities Are The Following:

  • Aequitas Investment Management, LLC
  • Aequitas Capital Management, Inc.
  • Aequitas Holdings, LLC
  • Aequitas Commercial Finance, LLC
  • Care Payment, LLC
  • Aequitas Consumer Credit, LLC
  • Unigo.com
  • MotoLease Financial, LLC
  • Aequitas Equipment Finance LLC
  • DC Equipment Finance, LLC
  • Aequitas ETC Founders Fund
  • Aequitas Income Opportunity Fund, LLC
  • Aequitas Income Opportunity Fund II, LLC
  • Aequitas WRFF I, LLC
  • Aequitas Capital Opportunities Fund

Robert Banks is a nationally recognized securities attorney who fights on behalf or investors in FINRA arbitration and in court. Review his credentials and contact us for a complimentary evaluation.

 

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Disclaimer: The materials on this website are for informational purposes only and not for the purpose of providing legal advice. You should consult an attorney with respect to advice applicable to your particular situation or issue. Opinions expressed on or through this site are the opinions of the individual author only and may not reflect the opinion of the firm, its attorneys or its clients. Use of this website is not intended to create an attorney-client relationship between Samuels, Yoelin, Kantor and users of this website. Please do not send us any information you regard as confidential unless we request it because we do not have a duty to treat non-client information as confidential.