Reference Material

As our investigation continues we will post helpful documents in this area. Please check back to stay informed.

Selected Aequitas Class Action Pleadings:

Amended class action complaint

Motions to dismiss that have been filed by defendants

Plaintiff’s opposition to defendants motions to dimmiss

Receivership Information Website

Objection to Interim Order

Interim Order

SEC Complaint filed 03/10/2016

Aequitas Motion To Delay Trial

SEC FOR ADV  – Uniform application for investment adviser registration and report by exempt reporting advisers

In The News:

Bold listing contain quotes from securities attorney Bob Banks

07/15/2015- Aequitas played crucial role in Corinthian student loans deemed predatory

01/25/2016 – Aequitas Capital reorganizes and downsizes

01/30/2016 – Aequitas financial ills accelerate with second layoff in a week

02/01/2016 – More layoffs for Aequitas as ‘skeleton crew’ prepares to lead once-prosperous firm

02/05/2016 – Matthew Kish: The unanswered questions about Aequitas

02/18/2016 – Aequitas announces plans to lay off 80 workers

02/22/2016 – Investment adviser: Aequitas lied to investors, hid financial weakness

02/22/2016 – Law firms launch Aequitas investigations, one alleges ‘Ponzi scheme’

02/22/2016 – Aequitas Securities Fraud Investigation

02/23/2016 – Report: Aequitas Capital Under Investigation Amidst ‘Stunning’ Collapse

02/24/2016 – Aequitas meltdown underscores the importance of due diligence, caution

02/24/2016 – Advisors In Crosshairs After Aequitas Capital Collapse

02/26/2016 – What you need to know about what’s next for Aequitas

02/26/2018 – The unbelievable series of missteps that sent Aequitas, its RIA clients and their investors, reeling

03/10/2016 – SEC levels charges at Aequitas, alleges ‘Ponzi-like’ scheme

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